Capital Markets - Matrix-IFS

Overview

About the Capital Markets

As industry regulations grow stricter and insider dealing, market manipulation, and misuse and disclosure of Material Non-Public Information (MNPI) become more sophisticated, it gets harder and harder to effectively monitor capital markets activities and meet compliance requirements.

By leveraging our proven processes, technologies, and strong domain expertise, our surveillance analytics team can quickly highlight issues and areas that lack transparency, pose risk or present opportunities to increase system operational efficiency. Utilizing client-based as well as open source tools to minimize costs, we focus on achieving client business objectives with exemplary ROI and lower project time to production. Our calibration-innovative methodologies can be coupled with existing client programs or utilize an independent robust and cost-effective solution. Trading institutions worldwide rely on us to address standardization and regulations covering OTC markets, black pools, MTFs, OTFs, and voice and eComm.

We deliver end-to-end (pre & post-trade) services and solutions that enable faster, more accurate detection (with real-time potential) and response to help trading institutions efficiently streamline and automate compliance and reduce risk. We help clients cover the full order lifecycle, cross-market, cross-asset view, and the concept of intent, and to address smarter HFT monitoring, with big-data, business intelligence and visualization tools.

Helping financial institutions stay compliant and secure.

Our Core Practices

Specialized focus areas designed to protect your business and ensure compliance.

Trade Surveillance

Our Advisory team designs and implements compliance and surveillance programs to deliver proven results and unparalleled ROI value.

Market Abuse

Leverage our experience to ensure your systems are able to detect bad actors and incidents of fraud, covering orders, trades, electronic communications and more.

Employee Surveillance

Matrix-IFS offers solutions to ensure that your organization undertakes the appropriate actions to identify and prevent employee malfeasance.

Control Room

Manage, automate and strengthen Control Room operations with near real-time reporting, advanced analytics, and single-view dashboard to facilitate rapid response, and lower risk to compliance.

Deal / List Management

Our services help clients streamline the entire deal/list management process, including enhanced workflow, conflict checks,real-time transparency and audit functionality, full-range report automation, and more.

EComm Surveillance

Matrix-IFS specializes in helping firms address standardization and regulations concerns, covering OTC markets, black pools, MTFs, OTFs, and all forms of electronic communication.

Broker/Dealer Surveillance

Advisory Services

We offer a broad range of advisory, staffing, and technology services to assist financial institutions in implementing an effective Payment program and achieving IT, and operational objectives.

Services include:

Evaluation of Current Payment Strategy

Vendor & Fintech Partner Assessment

Regulatory & Compliance

Transformation Roadmap

International Market expansion Opportunity Evaluation

Solving current Business Payment Issues

Market & Competitive Analysis of existing Payment Services & Technologies

New Payment Platform Advisory

Data Services

We specialize in developing agile Business Intelligence solutions and services customized to the unique demands of financial institutions in the capital markets domain.

Services include:

Data Requirements Analysis

Data Strategy Design

Data-warehouse Architecture

Transformation & Mapping

ETL Design / Implementation

Data Quality & Lineage Analysis

Reference Data Management

Data Exceptions Dashboard

Business as Usual Support

Data Security

Data Mapping

Technology Services

With over 500 successful financial crime projects implemented, our team has the experience and expertise to deliver a full range of AML services and solutions.

Services include:

OOB Implementation

Custom Models Development

Machine Learning Model Development

Solution Upgrade & Migration

Custom UI Development

Cloud Migration

Testing – SIT, UAT, NFR

Regression

Performance

QA Automation

Production Deployment & BAU Support (RTB)

DevOps

Modeling & Analytics

Our data experts offer deep knowledge of data governance and advanced analytics along with risk, compliance, and regulatory knowledge, all of which brings great value to our clients who seek to leverage new technologies.

Services include:

Optimization

Custom Model Development

Operational Analytics

Visual Analytic Dashboards

Operational Analytics

FIU Analytics

Automation (RPA) & AI

We help financial institutions to leverage a new kind of BOT – the ‘Digital Investigator’, to complement & assists the investigations team, not as a replacement for the human worker, but where he redefines how work is done. Reshape the way investigations are evaluated and perceived.

Services include:

Design, Architecting & Implementation

RPA Assessment – Current State

Recommendations – Target State

RPA roadmap Managed Services

LLM & RAG Integration & Development

GenAI Integration

Prompt Engineering

Managed Services

We help financial institutions with their IT-related needs: CTB/RTB activities, periodic model validation/tuning, and future system upgrades to stay up to date with regulatory requirements and ensure ongoing optimal performance.

Services include:

Business & Technical Training

Development, Testing & QA

Regulatory Review Support

Business as Usual / Run the Bank

Backlog review & Model Validation

Program Assessment

Infrastructure Maintenance

Performance Tuning

Anti-money Laundering

Capital Markets Success Stories

Custom Deal Management Solution Implementation

How we developed an automated custom Deal Management solution for a global European bank for its Control Room function

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